What Is the SFC Register?

What Is the SFC Register?

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The SFC Register is an online database that stores information about companies and financial products in Hong Kong. It is maintained by the Securities and Futures Commission SFC of Hong Kong. The register helps to protect investors by providing transparency on the companies, financial products, and individuals involved in securities markets in Hong Kong.

Who Can Use the SFC Register?

The SFC Register can be used by anyone who wants to find out more about a particular company or financial product. It contains detailed information such as company contact details, types of regulated activities conducted, licensed representatives and their qualifications, key personnel of licensed corporations, as well as public warnings issued against certain individuals or companies.

What Information Is Available?

The SFC Register provides information on all publicly listed companies in Hong Kong as well as those that are not listed but still engage in regulated activities such as securities trading or providing investment advice services. It also includes data on public warnings issued against certain individuals or companies for any misconduct related to their involvement with securities markets. Additionally, it features a list of licensed representatives who have been approved by the SFC to provide investment advice services to clients in Hong Kong.

How Can I Use This Information?

You can use this information to make informed decisions when selecting a company or individual for investing purposes.

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